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NEW QUESTION: 1
Which of the following entities must sign a "consent to service of process," thereby allowing the
Administrator to receive legal documents that are meant to be served to the entity in place of that entity?
I. agents
II. investment advisers
III. investment adviser representatives
IV. broker-dealers
A. I and IV only
B. I, II, III, and IV
C. II and III only
D. II and IV only
Answer: B
Explanation:
Agents, investment advisers, investment adviser representatives, and broker-dealers must
all sign a consent to service of process, allowing the Administrator to receive legal documents in their
stead. The consent to service of process must accompany the application for registration with the state or
the documentation provided with a notice filing when permitted.
NEW QUESTION: 2
Identify the criteria that usually differentiate between document change rules. There are 2 correct answers to this question.
A. Open items
B. Asset class
C. Company code
D. Account type
Answer: C,D
NEW QUESTION: 3
Which three options are supplementary services that are affected by MTP? (Choose three.)
A. Speed Dial
B. Call Hold
C. Call Back
D. Call Pickup
E. Call Park
F. Call Transfer
Answer: B,E,F
NEW QUESTION: 4
You are creating a WCF service. The service endpoints must be exposed to the Windows Azure Service Bus. The service bus has a namespace named RestaurantSB. The key provider is "owner". You need to modify the web.config file to expose the endpoints. How should you modify the file?
Select and Place:
Answer:
Explanation: